SM&CR Navigator
Build your Senior Managers & Certification Regime compliance framework step-by-step. Identify SMFs, allocate prescribed responsibilities, manage certification functions, and track fitness & propriety assessments.
6-Step SM&CR Framework Builder
Comprehensive workflow covering all SM&CR requirements
Firm Setup
Select firm type and SM&CR category (Limited/Core/Enhanced). Configure opt-up and CASS status.
Senior Manager Functions
Identify and allocate SMFs (SMF1-27) based on your regime. FCA approval tracking included.
Prescribed Responsibilities
Allocate prescribed responsibilities (a-k) to senior managers with regime-specific filtering.
Certification Functions
Identify certification functions (CF1-CF30) and assign to appropriate individuals.
Fitness & Propriety
Conduct and record initial/annual F&P assessments with structured questionnaires.
Regulatory References
Track outgoing/incoming regulatory references with 6-year retention compliance.
SM&CR Navigator
Build your Senior Managers & Certification Regime compliance framework
Select Your Firm Type
What You'll Get
Complete SM&CR Structure
- All 27 Senior Manager Functions (SMF1-SMF27)
- 11 Prescribed Responsibilities (a-k)
- 13 Certification Functions (CF1-CF30)
- Regime-specific filtering (Limited/Core/Enhanced)
Compliance Documentation
- Statements of Responsibilities (SoRs) tracking
- Management Responsibilities Map foundation
- F&P assessment records
- Regulatory reference log (6-year retention)
Export & Save
- Export to .txt for offline review
- Save to database with email capture
- Retrieve saved assessments
- Share with compliance team
Expert Support
- MEMA team review of your structure
- Implementation guidance
- FCA approval application support
- Ongoing SM&CR compliance
Need SM&CR Implementation Support?
Our regulatory experts help firms design, implement, and maintain SM&CR frameworks. From FCA approval applications to annual reviews, we provide end-to-end support.
📞 Phone: 0330 133 0811
📧 Email: contact@memaconsultants.com