Financial Crime Self-Assessment
Benchmark your AML/CTF controls against FCA Dear CEO letter themes and industry best practice. Get instant Red/Amber/Green scoring across 8 key areas with actionable recommendations.
8 Assessment Areas
Aligned to FCA Dear CEO letters and Multi-Firm Reviews
Governance & Culture
Board oversight, MLRO independence, and senior management accountability (SM&CR)
Risk Assessment
Business-wide risk assessment (BWRA), high-risk categories, and ongoing monitoring
CDD & KYC
Customer due diligence, UBO verification, PEP screening, and Enhanced Due Diligence
Transaction Monitoring
Automated/manual TM systems, sanctions screening, and alert investigation
SARs
Internal SAR reporting, MLRO review, NCA submission, and trend analysis
Training & Awareness
Staff training (induction/annual), role-specific content, and competence testing
Record Keeping
5-year retention, audit trails, and regulatory request readiness
Technology & Data
FC systems, data quality, cyber security, and business continuity
Financial Crime Self-Assessment
Assess your financial crime controls against Dear CEO letter themes and FCA expectations
Assessment Setup
This helps tailor the assessment to your firm's regulatory expectations
About This Assessment
This tool evaluates your AML/CTF controls across 8 key areas aligned to FCA Dear CEO letter themes. Use the slider to rate your compliance for each question (0% = no control, 100% = fully compliant).
What You'll Get
RAG Scoring
- Red/Amber/Green scores by section
- Overall compliance percentage
- Visual dashboard with trends
- Benchmark against firm size
Actionable Insights
- Weak area identification
- Prioritised recommendations
- FCA Dear CEO alignment
- Best practice guidance
Export & Support
- Export to .txt (PDF coming soon)
- Save to retrieve later
- Expert MEMA review
- Implementation roadmap
Need Financial Crime Support?
MEMA's financial crime specialists help firms design, implement, and enhance AML/CTF frameworks. From MLRO outsourcing to full remediation programmes.
📞 Phone: 0330 133 0811
📧 Email: contact@memaconsultants.com