Regulatory Compliance Documentation
Compliance Monitoring Plan
Policies and Procedures
Compliance Registers and Logs
How Can MEMA Help?
Why Choose MEMA?
MEMA has been supporting firms through the FCA compliance process since 2019. In that time, we have helped hundreds of businesses to successfully gain and retain FCA authorisation.
We have a unique blend of experience from ex-regulators, big 4 consultants and fin/regtech specialisation. Our team is highly experienced and expertly skilled. We specialise in providing our clients with solutions to often complex regulatory requirements and compliance needs.
April 13, 2022
FCA Consumer Duty
The FCA has outlined a new Consumer Duty. This will most likely be set out as rules and guidance in the FCA handbook. Ultimately, there will be a higher level of protection for consumers and a higher level of expectation of care from firms providing services.More about us
December 29, 2022
What is the Appointed Representative Regime?
In this series of articles, MEMA will break down what is the Appointed Representative Regime and what steps your organsiation will need to take.More about us
March 15, 2023
The Motor Finance Industry: How to Apply the Consumer Duty Principle
On 1 March 2023, the FCA released a portfolio letter titled "Implementing the Consumer Duty in the Motor Finance Providers Portfolio." The letter highlights the need for a more consumer-focused approach and emphasizes that CEOs or directors should personally focus on implementing the Consumer Duty.More about us
Horizon Scanning for Compliance Officers in UK Banking & Payment Services Sector: Key Strategies
Deconstructing the Dear CEO Letter
What are AML Trigger events your team needs to be aware of?
What is the Senior Managers & Certification Regime ?
5 Steps for Conducting Effective Compliance Control Monitoring for Financial Firms
Claims Management Companies and High Cost Lenders
What to take away from the FCA's Business Plan 2022-2023
What are the FCA Fit & Proper Requirements and Conduct rules?
What are the FCA financial promotions and what internal controls should you set up
FCA Cryptocurrency Regulation Part 1
Preparing for the TPR Regime
Understanding virtual asset service providers
What is the FCA Consumer Duty and how does it affect your firm?
Review of the Senior Managers & Certification Regime (SMCR)
Vulnerable customers – understanding and meeting the FCA’s guidelines
Your key contacts
Ademola is an accomplished consultant with over a decade of experience across regulation, banking, and consumer credit. As MEMA Consultants co-founder, he leverages extensive regulatory expertise to guide clients through critical processes and full compliance. His experience across sectors enables tailored solutions to complex business challenges. Ademola partners with clients as a strategic advisor to help futureproof their business through an in-depth understanding of the regulatory landscape.
Misah is a director at MEMA Consultants with over a decade of experience in financial services. Holding a legal background and postgraduate qualification, she previously worked at the Financial Conduct Authority. Misah has led compliance transformation for global consumer services organisations across Europe, the Caribbean, and Latin America. Her expertise includes implementing compliance frameworks for financial regulations, FCPA, UK Bribery Act, data privacy, and Sarbanes-Oxley. Misah is skilled at advising clients on operational and strategic projects, leveraging her in-depth knowledge of regulatory environments to deliver solutions tailored to complex business needs.