Regulatory Training
Regulatory Training
Our team is dedicated to ensuring that your organization is not only responding to potential regulatory incidents but is also continually focused on fulfilling your ongoing regulatory obligations.
The FCA has three concepts relating to training and competence:
- Attaining competence
- Maintaining competence
- Record keeping
Management information arising from training and competence should be used as part of the firm’s human resource decision making, and can be an indicator of root causes of compliance problems.
Ongoing FCA Compliance
As an FCA authorised person or firm, you might need help to ensure you comply with the FCA’s rules.
We provide our clients with support they need to maintain compliance and avoid breaching the rules. Our bespoke service is individually tailored to each of our client’s requirements and objectives to help them meet in the best way possible.
Whether you need documentation to help you remain compliant, want ongoing advice or support, impartial monitoring of your activities or anything else, MEMA may be able to help.
Why Choose MEMA?
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MEMA has been supporting firms through the FCA compliance process since 2019. In that time, we have helped hundreds of businesses to successfully gain and retain FCA authorisation.
We have a unique blend of experience from ex-regulators, big 4 consultants and fin/regtech specialisation. Our team is highly experienced and expertly skilled. We specialise in providing our clients with solutions to often complex regulatory requirements and compliance needs.
Our unique industry insight and comfort with compliance enables our team to support you to the fullest extent possible, helping to develop your business model and compliance.
Insights
Inside the Top 10 FCA Fines: Governance Failures That Cost Firms £ 2.4 Billion
Regulation in Motion: What the FCA Moved This Week
What are regulatory controls and how do you conduct control monitoring
FCA updates : ESG ratings, improved reporting processes and safer AI testing
Financial Crime- Understanding the FCA Handbook rules
Claims Management Phoenixing
From Market Abuse to AML: Five FCA Breach Categories to Watch in 2025
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What are the FCA financial promotions and what internal controls should you set up
Financial crime poses significant threats that undermine market integrity and public trust
What is an FCA Final Notice
FCA Announces Significant Changes to Authorisation Process - January 2025 Update from MEMA Consultants
Preparing for Change: The UK's Move to Regulate 'Buy Now, Pay Later' Lenders
Notfication for FCA Directory Persons
What is Customer Due Diligence and what controls should you focus on?
MEMA joins the APCC!
Your key contacts
ADEMOLA OMOSANYA
Ademola is an accomplished consultant with over a decade of experience across regulation, banking, and consumer credit. As MEMA Consultants co-founder, he leverages extensive regulatory expertise to guide clients through critical processes and full compliance. His experience across sectors enables tailored solutions to complex business challenges. Ademola partners with clients as a strategic advisor to help futureproof their business through an in-depth understanding of the regulatory landscape.
MISAH MARAGH
Misah is a director at MEMA Consultants with over a decade of experience in financial services. Holding a legal background and postgraduate qualification, she previously worked at the Financial Conduct Authority. Misah has led compliance transformation for global consumer services organisations across Europe, the Caribbean, and Latin America. Her expertise includes implementing compliance frameworks for financial regulations, FCPA, UK Bribery Act, data privacy, and Sarbanes-Oxley. Misah is skilled at advising clients on operational and strategic projects, leveraging her in-depth knowledge of regulatory environments to deliver solutions tailored to complex business needs.
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