From Market Abuse to AML: Five FCA Breach Categories to Watch in 2025
From Market Abuse to AML: Five FCA Breach Categories to Watch in 2025
AML, conflict-of-interest and operational-resilience fines are rising fast. Learn how to safeguard your firm before the next FCA crackdown.
(Remaining analysis, checklists and future-looking commentary stay valid with the corrected figures.)
Powered by MEMA Consultants | www.memaconsultants.com
Related Posts
Achieving FCA Compliance in the UK Crypto Sector: Registration, Best Practices, and Case Studies
Having explored the regulatory foundations in our first article, we now turn to the nuts and bolts of achieving FCA compliance.
Are you aware of the FCA rules to protect consumers from rogue financial promotions
Did you know that the FCA has published a consultation paper and press release setting out how it proposes to operate a new authorisations gateway for firms wanting to continue approving financial promotions for unauthorised persons.
Banks vs. the Rest: Why 83 Percent of FCA Fine Value Hits the Banking Sector
UK banks have paid £ 3.96 billion in FCA fines since 2013. Discover the root causes and a five-step compliance roadmap for 2025.