August 9, 2022
What are UK sanctions and how to conduct sanctions screening?
Sanctions are normally used by the international community for one or more of the following reasons:
Read MoreAugust 7, 2022
Preparing for the TPR Regime
The Temporary Permissions Regime ('TPR') was designed in response to Brexit to ensure that European firms operating in the UK via a passport could continue operating temporarily while they seek full authorisation in the UK.
Read MoreJuly 4, 2022
What is an FCA Final Notice
If you follow regulatory news, you will understand the FCA releases news of final notices and fines issued on firms and individuals that have breached its rules.
Read MoreJune 27, 2022
Credit Broking- a brief FCA guide
At MEMA, we believe in upskilling our readers and clients as much as possible. We will be releasing brief explanations into Financial Conduct Authority (FCA)-regulated areas, so you can understand quickly what are the requirements in that area. Our first area will be Credit Broking.
Read MoreJune 20, 2022
How to navigate the Skilled Person Review
As part of our How to series, we thought to release a brief guide on what to do when you are required to appoint a Skilled Persons by the regulator.
Read MoreJune 12, 2022
How to write a FCA business plan
We intend on launching a range of How-To articles to help you understand and resolve your ongoing regulatory compliance matters. Our first instalment is a guide on how to write a regulatory business plan.
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FCA
Authorisation
May 16, 2022
Learn how to conduct Wind Down Planning
The FCA recently completed a thematic review of wind-down processes across a number of business models. The review was aimed at reviewing firms on whether they held the appropriate liquidity, examining intragroup dependencies and wind-down triggers.
Read MoreApril 28, 2022
How you can enhance your financial crime controls
The Financial Conduct Authority has released its key findings from its recent review of financial crime controls at several challenger banks. There are quite a few takeaways you can take to actively enhance your systems and controls.
Read MoreApril 25, 2022
What to take away from the FCA's Business Plan 2022-2023
The FCA has released its new business strategy for the next 12 months.
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