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The FCA Register

Updated: May 18, 2022

What is the FCA Register

What is it?

As an institution with financial services activities, you are likely to require authorisation by the FCA.

If you are authorised details of your regulated activities are available on the Financial Services Register (the Register). Listed on the Register are the activities that your firm has succeeded in obtaining permissions for or varying its permissions. The register also provides details on individuals and other bodies that are or have been, regulated by the FCA.

Key Takeaways

  • the Register lists all the firms and current or previously approved individuals involved with regulated activities

  • It shows whether a firm is regulated by the PRA and/or the FCA.

  • It provides consumers with expectations of protections when doing business with a regulated firm

Directory of certified and assessed persons